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BANK OF AMERICA V. KHALSA

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BANK OF AMERICA, NATIONAL
ASSOCIATION AS SUCCESSOR
BY MERGER TO LASALLE BANK
NATIONAL ASSOCIATION, AS
TRUSTEE FOR THE C-BASS
MORTGAGE LOAN ASSET-BACKED
CERTIFICATES, SERIES 2007-SP1,
Plaintiff-Appellee,
v.

MUKHTIAR S. KHALSA and
GURNAM K. KHALSA,
Defendants-Appellants.

No. 32,979

COURT OF APPEALS OF NEW MEXICO

November 19, 2013


APPEAL FROM THE DISTRICT COURT OF SANTA FE COUNTY, Francis J. Mathew, District Judge

COUNSEL

Rose Little Brand & Associates, P.C., Karen Howden Weaver, Albuquerque, NM, for Appellee

SaucedoChavez, P.C., Richard H. Cravens IV, Albuquerque, NM, for Appellants

JUDGES

MICHAEL E. VIGIL, Judge. WE CONCUR: MICHAEL D. BUSTAMANTE, Judge, TIMOTHY L. GARCIA, Judge

AUTHOR: MICHAEL E. VIGIL

MEMORANDUM OPINION

VIGIL, Judge.

{1}       Defendants-Appellants Mukhtiar S. Khalsa and Gurnam K. Khalsa (Defendants) seek to appeal from an order denying their motion for relief from a previously-entered award of summary judgment in the underlying foreclosure action. We issued a notice of proposed summary disposition, proposing to dismiss the appeal for want of a final order. Defendants have filed a memorandum in opposition. After due consideration, we remain unpersuaded that this matter is properly before us. We therefore dismiss.

{2}       The right to appeal is generally restricted to final judgments and decisions. See NMSA 1978, § 39-3-2 (1966). Whether an order is final, such that appeal is statutorily authorized, is a jurisdictional question that this Court is required to raise on its own motion. Khalsa v. Levinson, 1998-NMCA-110, ¶ 12, 125 N.M. 680, 964 P.2d 844.

{3}       The pendency of a motion for presentment, by which Plaintiff-Appellee Bank of America (Plaintiff) has sought to memorialize an oral award of sanctions against Defendants, disrupts the finality of the judgment. As we observed in the notice of proposed summary disposition, if the putative award was in the nature of a contempt or discovery order, the motion for presentment would be of less concern. See, e.g., State v. Ngo, 2001-NMCA-041, ¶ 7, 130 N.M. 515, 27 P.3d 1002 (holding that an order for sanctions, “which was in part a contempt order and in part similar to a contempt order,” was final and appealable when entered); Krahling v. Exec. Life Ins. Co., 1998-NMCA-071, ¶¶ 6-8, 125 N.M. 228, 959 P.2d 562 (holding that the filing of notice of appeal did not deprive the district court of jurisdiction to reduce a prior oral ruling on a discovery matter to writing). However, as we previously explained, because the putative award appears instead to have been based on Rule 1-011 NMRA, and because such an award would entail a substantive evaluation of legal and factual issues involved in the case, we remain of the opinion that appellate review should await the entry of a written order which, at a minimum, memorializes the imposition of sanctions. See Exec. Sports Club, Inc. v. First Plaza Trust, 1998-NMSC-008, ¶¶ 12-14, 125 N.M. 78, 957 P.2d 63 (observing that “matters involving the award and valuation of attorney’s fees are of marginal finality,” and noting that where such an award entails “a substantive evaluation of legal and factual issues involved in the case,” not all significant issues have been determined to the fullest extent possible, such that “the pending matter precludes finality”); and see, e.g., Landess v. Gardner Turf Grass, Inc., 2008-NMCA-159, ¶ 5, 145 N.M. 372, 198 P.3d 871 (observing that the underlying proceedings were “sufficiently final” to permit appellate review where an order had been entered resolving the merits of the underlying litigation and imposing sanctions pursuant to Rule 1-011, notwithstanding the fact that the specific amount of the sanctions award remained undecided).

{4}       The remainder of Defendants’ memorandum in opposition is addressed to the merits of Defendants’ standing argument. [MIO 2-3] Because we conclude that the pendency of the motion for presentment renders the instant appeal premature, we decline to consider the merits at this juncture.

{5}       Accordingly, for the reasons stated above and in our notice of proposed summary disposition, this appeal is DISMISSED. We remand to the district court for further proceedings.

{6}       IT IS SO ORDERED.

MICHAEL E. VIGIL, Judge

WE CONCUR:

MICHAEL D. BUSTAMANTE, Judge

TIMOTHY L. GARCIA, Judge

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